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Fines 6 FSS employees for violating stock trading regulations

2024.10.24 PM 04:44
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Employees of the Financial Supervisory Service who violated regulations on the sale of financial investment products such as stocks will be fined.


According to the data received by Kim Hyun-jung of the Democratic Party of Korea from the Financial Supervisory Service, the Financial Services Commission voted for 11.5 million won in fines for six FSS employees on the 16th.

The fines imposed per person were found to be between 500,000 won and 6.6 million won.

This is the result of the Financial Supervisory Service's inspection of executives and employees' trading transactions of financial investment products last year and raising related measures to the Financial Services Commission's agenda.Employees of the Financial Supervisory Service

are required to inform the opening of an account and the quarterly trading details when buying or selling financial investment products under the Capital Markets Act, but these six have not notified them.

The Financial Supervisory Service plans to take necessary measures through an internal disciplinary committee for employees who have received fines.





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